-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIgBokvFx8UGgzeb8F6zzY/SIVvULnlZm4YLVDCTFHOlexk3Rx1Gi43rOswVrwgJ j2y9v27pn/2zxzdqYpJpTg== 0000814870-98-000030.txt : 19980220 0000814870-98-000030.hdr.sgml : 19980220 ACCESSION NUMBER: 0000814870-98-000030 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48895 FILM NUMBER: 98545420 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WALL STREET ASSOCIATES /ADV CENTRAL INDEX KEY: 0000814870 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330238287 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 100 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195512100 MAIL ADDRESS: STREET 1: P O BOX 8589 CITY: LA JOLLA STATE: CA ZIP: 92038 FORMER COMPANY: FORMER CONFORMED NAME: WALL STREET ASSOCIATES /ADV DATE OF NAME CHANGE: 19971216 SC 13G 1 Page 1 of 4 Schedule 13G (12/31/97) Under the Securities Exchange Act of 1934 Amendment No 1 NAME OF ISSUER HOTT TOPIC, INC. TITLE OF CLASS SECURITIES Common Stock CUSIP 44133910 Amended Filing ______________________________________________________________________________ Page 2 of 4 Item 1: REPORTING PERSONS Wall Street Assoicates Tax ID# 33-0238287 Item 2: Not Applicable Item 3: Item 4: CITIZENSHIP A California Corporation ITEM 5: SOLE VOTING POWER 172,000 ITEM 6: SHARED VOTING POWER 0.00 ITEM 7: SOLE DISPOSITIVE POWER 275,100 ITEM 8: SHARED DISPOSITIVE POWER 0.00 ITEM 9: AGGREGATE AMOUNT BENEFICIALLY OWNED 275,100 ITEM 10: AGGRETATE AMOUNT EXCLUDES CERTAIN SHARES n/a ITEM 11: PERCENT OF CLASS REPRESENTED BY LINE 9 6.01 ITEM 12: TYPE OF REPORTING PERSON IA ______________________________________________________________________________ Page 3 of 4 ITEM 1(A) NAME OF ISSUER Hott Topic, Inc. ITEM 1(B) ADDRESS OF ISSUER Attn: J. Johnson 3410 Pomona Blvd. Pomona, CA 91768 ITEM 2(A) NAME OF PERSON FILING Wall Street Associates ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE 1200 Prospect Street Suite 100 La Jolla, CA 92037 ITEM 2(C) CITIZENSHIP A California Corporation ITEM 2(D) TITLE OF CLASS OF SECURITIES Common Stock ITEM 2(E) CUSIP NUMBER 44133910 ITEM 3 This statement is filed pursuant to Rule 13d-1 (b) or 13d-2 and the person filing is an Investment Advisor registered under the section 203 of the Investment Advisers Act of 1940. _____________________________________________________________________________ Page 4 of 4 ITEM 4 OWNERSHIP ITEM 4(a) AMOUNT BENEFICIALLY OWNED 275,100 ITEM 4(b) PERCENT OF CLASS 6.01 ITEM 4(c)(i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 172,000 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 0.00 (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 275,000 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0.00 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of 12/31/97 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following { } ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON All Securities reported in this schedule are owned by advisory clients of Wall Street Associates. Wall Street Associates disclaims beneficial ownership of all such securities. Each client has the right to receive dividends, and/or proceeds from the sale of securities. To the knowledge and information available to Wall Street Associates at the date of this filing, the advisor acknowledges that no one client has an interest in 5% or more of the securities identified hereinabove. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBER OF THE GROUP: Not Applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquried for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such puposes or effect SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 WALL STREET ASSOCIATES A California Corporation William L. Prince Vice President - Compliance -----END PRIVACY-ENHANCED MESSAGE-----